Popular Tallies for Certification: Introducing Broker/Dealer Financial and Operations Principal - (FINRA Series 28)

Employees with a Introducing Broker/Dealer Financial and Operations Principal - (FINRA Series 28) Certification Most Popular Skills
Skill/Specialty
Number of People
0123
Regulatory Compliance
3  
   
Anti-Money Laundering (AML)
2  
Compliance (Financial)
2  
Legal Compliance
2  
Risk Management / Risk Control
2  
Financial Reporting
2  
Country: United States | Updated: 3 Dec 2016 | Individuals Reporting: 6
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United States (change)

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