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The Chief Compliance Officer will be responsible for developing Bank compliance plans consistent with regulations and regulatory policy generally applicable to... - Indeed
Chief Compliance Office for Registered Investment Advisory Firm. This person is responsible for all compliance and compliance reporting for the firm as well as... - Indeed
Alternative asset management firm based in Chicago is seeking a Chief Compliance Officer. Knowledge and understanding of the latest SEC, CFTC and NFA regulatory... - Indeed
Demonstrated success as a Chief Compliance Officer in a pharmaceutical public company. The Chief Compliance Officer (CCO), Healthcare oversees the healthcare... - Indeed
A boutique investment management firm seeks a Chief Compliance Officer. Maintenance of the compliance program.... - Indeed
Update and test compliance procedures and check investment guidelines and other account compliance reviews. Understanding of compliance risk management and best... - Indeed
The Chief Compliance Officer will coordinate with the Compliance Department to Prepare, monitor and update compliance plans regularly.... - Indeed
We are looking for a Chief Compliance Officer to manage all aspects of our compliance program from writing and implementing new policies and procedures to... - Indeed
The successful Deputy Chief Compliance Officer will benefit from the following:. Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer... - Indeed
The Chief Compliance Officer will be responsible for overseeing the regulatory initiatives of the firm, managing compliance risk, developing infrastructure, and... - Indeed
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