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The role of the Chief Compliance Officer (CCO) is to provide effective compliance guidance and support to a growing and dynamic wealth management firm with... - Indeed
Assistant Chief Compliance Office – Fund Compliance. Our client, a prominent diversified financial services firm is seeking an Assistant Chief Compliance... - Indeed
Real Estate - Administrative Coordinator to General Counsel & Chief Compliance Officer (Real Estate), NY. This role supports and assists the Real Estate General... - Indeed
Identifying potential areas of compliance vulnerability and risk; Leading and managing global corporate compliance initiatives, including training, launching,... - Indeed
The Chief Compliance Officer will develop and direct the compliance functions for Vibra Health Plan. Vibra Health Plan is seeking a Full Time Chief Compliance... - Indeed
Private equity real estate firm in Los Angeles seeks the Chief Accounting and Compliance Officer. The position also serves as the firms Chief Compliance Officer... - Indeed
Broker Dealer Compliance:. FGC Securities, a boutique inter-dealer broker specializing in equity derivative brokerage services to an institutional customer case... - Indeed
The General Counsel / Chief Compliance Officer will:. Lead regulatory and compliance efforts, including Registered Investment Adviser compliance, SEC compliance... - Indeed
We're in need of a Chief Compliance Officer to advise on SEC, FHA/HUD, and GNMA regulations as they relate to our trading as well as information flow.... - Indeed
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