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Description The Head of Compliance *. Operation is seeking a head of compliance for the global operation. Establish firm wide training policies Profile 10-20... - Indeed
Oversee regulatory compliance of subsidiary bank in Uruguay. Provide timely compliance advice to representatives and management Define, design, implement and... - Indeed
The Chief Compliance Officer (CCO) will be primarily responsible for managing and continuously improving the global ethics and compliance infrastructure.... - Indeed
The Chief Compliance Officer oversees the Corporate Compliance Program, functioning as an independent and objective body that identifies, reviews and advises on... - Indeed
We are currently actively recruiting for a Chief Compliance Officer on behalf of a long-standing, well known brokerage firm.... - Indeed
The Head of Compliance. 10-20 years plus experience required in regulatory compliance. Operation is seeking a head of compliance for the global operation.... - Indeed
Training Investment Advisory Representatives on their compliance responsibilities. Advanced degree (JD or MBA) and/or compliance certifications preferred.... - Indeed
Hedge Fund/ Private Equity firm with $2 billion in AUM is seeking a Chief Compliance Officer. Maintain the Compliance Manual and create all compliance testing... - Indeed
5+ years• experience as a Chief Compliance Officer on a corporate level (head of compliance). A well established and successful mid-size money management firm... - Indeed
The Successful Candidate will report to the Chief Compliance officer. Our Client, a Capital markets broker dealer and bank, seeks a VP/Director level Compliance... - Indeed
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