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Handle internal auditing to ensure compliance with SOX policy. Ensure compliance with internal procedures and FAR/CAS government regulations and L-3 Policies.... - Indeed
Working under the supervision of the COO, the corporate compliance analyst will process and facilitate compliance documentation to ensure Sentinel adheres to... - Indeed
Request and obtain completion of employee compliance questionnaires (including outside business activity). Research regulatory inquiries by FINRA, SEC and other... - Indeed
Compliance Analyst, Advertising Review. Compliance or Financial Services:. Independent Financial Group, LLC (IFG) an independent broker-dealer in San Diego,... - Indeed
Additionally, the IT Security and Compliance Analyst Consultant is responsible for assisting in the presentation of the security capabilities to the client.... - Indeed
Must have the desire to learn insurance compliance and be willing to work in tandem with the Compliance Manager and senior compliance analysts.... - Indeed
The Compliance Analyst will provide support for our Governance Risk and Compliance program. Job Summary Proofpoint is looking for an experienced Compliance... - Indeed
Identifies compliance problems, and recommends corrective action. Monitors lending related activities to ensure compliance with established policies and... - Indeed
6446 - IT Compliance, Business Analyst (Open) Location:. Work in coordination with the senior compliance manager to deliver concurrent compliance, security,... - Indeed
Analyst should have advanced working knowledge of SQL and BI software tools and have a basic understanding of programming languages.... - Indeed
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