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Freedom Mortgage is looking to hire an SVP/ Chief Risk and Regulatory Compliance Officer to join a newly formed business unit.... - Indeed
Compliance and Control. At least 5 years of work experience in a financial institution or regulatory agency as a Compliance Officer or attorney supporting more... - Indeed
Compliance and Control. At least 7 years of work experience in a financial institution or regulatory agency as a Compliance Officer or attorney supporting more... - Indeed
Compliance and Control. (1) work with the Compliance lead to understand legislative or regulatory proposals or changes that may indirectly impact a Consumer... - Indeed
Title Compliance Officer (Military-Federal). Convening and overseeing a federal contracts compliance committee;... - Indeed
The College of Wilmington is seeking an experienced Regulatory Compliance Officer. A minimum of two years’ experience in Proprietary Education is required,... - Indeed
Manage regulatory exams initiated by the SEC, FINRA and other SROs. Obtain, review and organize documents to be produced in connection with regulatory exams; - Indeed
The Regulatory Affairs Compliance Officer is primarily accountable for:. The Compliance Officer will maintain/update Compliance policies and procedures,... - Indeed
A global investment bank seeks a Regulatory Developments Compliance Officer who will be responsible for assisting the CCO and the Americas Head of Compliance... - Indeed
With other senior colleagues, assist the Head of Compliance to maintain the Compliance Manual. 10+ years Compliance experience in securities;... - Indeed
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