Fines and negative consequences that may result from a company operating outside of existing government regulations may be damaging and potentially result in the business ceasing operations. To prevent this, many companies — especially in the financial industry — employ one or more regulatory analysts. Individuals in this position help ensure business operations comply with existing government laws and regulations. They examine proposed new laws and regulations to ensure future compliance and make the company aware of potential new laws that may impact it.
Regulatory Analyst Tasks
Support company in regulatory matters.
Evaluate compliance with regulatory policy and procedures.
Prepare, review, and file regulatory documents.
Research and make recommendations on regulatory policy.